1. Mandatory Disclaimer & Standard Warning :
The Information is only for consumption by the client and such material should not be redistributed.
Investment in securities market are subject to market risks. Read all the related documents carefully before investing.
Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors
2. Regulatory Status:
Serenity Wealth is a SEBI Registered Investment Advisor (RIA),
*Under the name: Ashish Khetan- Proprietor of Meeraj Advisors
*Registration No: INA000017763
*Registration Type: Individual
*Validity of Registration – 23/03/2023 to Perpetual
*BASL Membership Registration Number: 1969
*Registered address: B2103-04, Oberoi Exquisite, Goregaon East, Mumbai, 400063. Contact- 9833706244
*Principal Officer: Ashish Khetan, Mobile: 9833706244, E-mail : [email protected]
*Local SEBI Office Address – SEBI Bhavan II BKC Plot no. C-7, ‘G’ Block, Bandra Kurla Complex, Bandra(E), Mumbai – 400051, Maharashtra ; Tel : 91-22-26449000 / 40459000 Fax : +91-22-26449019-22 / 40459019-22 E-mail : [email protected]
Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under:
| Sr. No. | Financial Year | Compliance Audit Status |
|---|---|---|
| 1 | 2022 – 23 | Completed |
| 2 | 2023 – 24 | Current Financial Year (In process*) |
*Status will be updated as and when the Annual Compliance audit is completed.
3. Investor Charter:
In order to facilitate investor awareness about various activities which an investor deals with while availing the services provided by investment advisers, SEBI has developed an Investor Charter for Investment Advisors. This Charter is a brief document containing details of the service provided to
investors, their rights, dos and don’ts, responsibilities, investor grievance handling mechanism and timelines thereof, etc.
4. Disclosure Document:
The purpose of this document is to provide essential information about the Investment Advisory Services in a manner to assist and enable the prospective client in making an informed decision for engaging with Serenity Wealth to seek advice for their portfolio.
5. Complaint Data for Investment Advisory Services:
In order to enhance transparency in grievance redressal, Registered Investment Advisers are expected to disclose the details of investor complaints by 7th of the succeeding month. You can lodge complaints and grievances by writing to this email ID- [email protected].
If you are not satisfied, you can lodge your complaint using Sebi scores or Online Dispute Resolution
SEBI SCORES (Sebi Complaints Redress System) website and App links:
Website : https://scores.sebi.gov.in
SEBI ODR: smartodr.in
Google Play: https://play.google.com/store/apps/developer?id=SEBI+SCORES
Apple Store: https://apps.apple.com/in/app/sebiscores/id1493257302
Data for the month ending – June 30, 2024:
| Sr .No. | Received From | Pending at the end of last month | Received | Resolved* | Total Pending | Pending Complaints > 3 months | Average Resolution time^ (in days) |
| 1 | Directly from Investors | NIL | NIL | NIL | NIL | NIL | – |
| 2 | SEBI- (Scores) | NIL | NIL | NIL | NIL | NIL | – |
| 3 | Other Sources (if any) | NIL | NIL | NIL | NIL | NIL | – |
| Grand Total | NIL | NIL | NIL | NIL | NIL | – |
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month
Trend of monthly disposal of complaints:
| Sr.No. | Month | Carried forward from previous month | Received | Resolved* | Pending# |
| 1 | April 2023 | NIL | NIL | NIL | NIL |
| 2 | May 2023 | NIL | NIL | NIL | NIL |
| 3 | June 2023 | NIL | NIL | NIL | NIL |
| 4 | July 2023 | NIL | NIL | NIL | NIL |
| 5 | August 2023 | NIL | NIL | NIL | NIL |
| 6 | September 2023 | NIL | NIL | NIL | NIL |
| 7 | October 2023 | NIL | NIL | NIL | NIL |
| 8 | November 2023 | NIL | NIL | NIL | NIL |
| 9 | December 2023 | NIL | NIL | NIL | NIL |
| 10 | January 2024 | NIL | NIL | NIL | NIL |
| 11 | February 2024 | NIL | NIL | NIL | NIL |
| 12 | March 2024 | NIL | NIL | NIL | NIL |
| 13 | April 2024 | NIL | NIL | NIL | NIL |
| 14 | May 2024 | NIL | NIL | NIL | NIL |
| 15 | June 2024 | NIL | NIL | NIL | NIL |
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
Trend of annual disposal of complaints:
| Sr. No. | Year | Carried forward from previous year | Received | Resolved** | Pending## |
| 1 | 2022-23 | NIL | NIL | NIL | NIL |
| 2 | 2023-24 | NIL | NIL | NIL | NIL |
** Inclusive of complaints of previous years resolved in the current year.
## Inclusive of complaints pending as on the last day of the year.
