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1. Mandatory Disclaimer & Standard Warning :

The Information is only for consumption by the client and such material should not be redistributed.

Investment in securities market are subject to market risks.  Read all the related documents carefully before investing.

Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors

2. Regulatory Status:

Serenity Wealth is a SEBI Registered Investment Advisor (RIA),

*Under the  name: Ashish Khetan- Proprietor of Meeraj Advisors

*Registration No: INA000017763

*Registration Type: Individual

*Validity of Registration – 23/03/2023 to Perpetual

*BASL Membership Registration Number: 1969

*Registered address: B2103-04, Oberoi Exquisite, Goregaon East, Mumbai, 400063. Contact- 9833706244

*Principal Officer: Ashish Khetan, Mobile: 9833706244, E-mail : [email protected] 

*Local SEBI Office Address – SEBI Bhavan II BKC Plot no. C-7, ‘G’ Block, Bandra Kurla Complex, Bandra(E), Mumbai – 400051, Maharashtra ; Tel : 91-22-26449000 / 40459000 Fax : +91-22-26449019-22 / 40459019-22 E-mail : [email protected]

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under:

Sr. No.Financial YearCompliance Audit Status
12022 – 23Completed
22023 – 24Current Financial Year (In process*)

*Status will be updated as and when the Annual Compliance audit is completed.

3. Investor Charter:

In order to facilitate investor awareness about various activities which an investor deals with while availing the services provided by investment advisers, SEBI has developed an Investor Charter for Investment Advisors. This Charter is a brief document containing details of the service provided to
investors, their rights, dos and don’ts, responsibilities, investor grievance handling mechanism and timelines thereof, etc.

Please click here to read the Investor Charter.

4. Disclosure Document:

The purpose of this document is to provide essential information about the Investment Advisory Services in a manner to assist and enable the prospective client in making an informed decision for engaging with Serenity Wealth to seek advice for their portfolio.

Please click here to read the Disclosure Document

5. Complaint Data for Investment Advisory Services:

In order to enhance transparency in grievance redressal, Registered Investment Advisers are expected to disclose the details of investor complaints by 7th of the succeeding month. You can lodge complaints and grievances by writing to this email ID- [email protected]

If you are not satisfied, you can lodge your complaint using Sebi scores or Online Dispute Resolution

SEBI SCORES (Sebi Complaints Redress System) website and App links:
Website : https://scores.sebi.gov.in

SEBI ODR: smartodr.in

Google Play: https://play.google.com/store/apps/developer?id=SEBI+SCORES
Apple Store: https://apps.apple.com/in/app/sebiscores/id1493257302

Data for the month ending – May 31, 2024:

Sr .No. Received FromPending at the end of last monthReceived Resolved*Total PendingPending
Complaints > 3 months
Average Resolution
time^ (in days)
1Directly from InvestorsNILNILNILNILNIL
2SEBI- (Scores)NILNILNILNILNIL
3Other Sources (if any)NILNILNILNILNIL
Grand TotalNILNILNILNILNIL

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month

Trend of monthly disposal of complaints:

Sr.No. MonthCarried forward from previous month ReceivedResolved*Pending#
1April 2023NILNILNILNIL
2May 2023NILNILNILNIL
3June 2023NILNILNILNIL
4July 2023NILNILNILNIL
5August 2023NILNILNILNIL
6September 2023NILNILNILNIL
7October 2023NILNILNILNIL
8November 2023NILNILNILNIL
9December 2023NILNILNILNIL
10January 2024NILNILNILNIL
11February 2024NILNILNILNIL
12March 2024NILNILNILNIL
13April 2024NILNILNILNIL
14May 2024NILNILNILNIL

*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints:

Sr. No.Year Carried forward from previous yearReceivedResolved**Pending##
12022-23NILNILNILNIL
22023-24NILNILNILNIL

** Inclusive of complaints of previous years resolved in the current year.
## Inclusive of complaints pending as on the last day of the year.